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+--- Thread: FINRA Series Exams List (/Thread-FINRA-Series-Exams-List)
FINRA Series Exams List - docmarvin - 06-20-2018
I started looking at FINRA as I have a friend that currently studying for it. I believe she works part time as a marketing associate and selling life/health insurances. She wants to sell securities too which is what she is currently preparing for. I looked it up at TESU and some of the exams are actually transferable.
Bunch of upper level courses. This spreadsheet is only for the test taken after 9/2015. There are also exams that maybe eligible for credit for the exam taken prior 9/2015. For full details, click links below.
- FINRA Certification exams
- TESU FINRA Equivalency
RE: FINRA Series Exams List - dfrecore - 06-20-2018
Yes, if you want a BSBA in Finance at TESU, having these would be great. For most people though, they can't get hired in finance without a BSBA or MBA, so there's no point. The only ones I've seen someone on here without a degree bring in is Series 6 and 7, which only counts for Accounting I.
RE: FINRA Series Exams List - Kelly Green - 08-16-2018
Do you still need to be sponsored by a brokerage firm in order to take the Series 7?